Introduction
Italian translation: ammissione
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| 04:38 Oct 28, 2015 |
| French to Italian translations [PRO] Bus/Financial - Finance (general) | |||||||
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|  Selected response from: enrico paoletti France | ||||||
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| 3 | ammissione |
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| introducing broker |
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Answers
4 hrs confidence: 
ammissione Explanation: * |
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Reference comments
1 hr |
| Reference: introducing broker Reference information: Steps to Avoiding Clearing Broker Liability | Rumberger Kirk ... www.rumberger.com/?t=0&DO=62... What is the relationship between a clearing broker and an introducing broker? In the securities industry, there are two types of brokerage firms that service retail clients. There are those that process their clients' own trades (those firms that "self-clear"), and then there are smaller brokerage firms, known as “introducing brokers,” that use a “clearing broker” to execute and process their clients' purchases and sales of securities. Clearing brokers handle the back-office administrative tasks of executing, processing, confirming and settling trades but do not have any contact with the actual customer who is directing the securities transactions. The smaller, often “mom and pop”-like introducing brokers have direct contact with their investor customers, offering advice and making recommendations regarding their customers' investment portfolios. Typically, these smaller introducing brokers do not have resources such as the expertise, personnel, or capital to execute their own trades. - See more at: http://www.rumberger.com/?t=0&DO=62&format=xml&C=3&p=4934&TI... |
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