Glossary entry

English term or phrase:

a broker-dealer member of FINRA

Polish translation:

firma maklerska będąca członkiem FINRA

    The asker opted for community grading. The question was closed on 2014-07-04 17:54:18 based on peer agreement (or, if there were too few peer comments, asker preference.)
Jul 1, 2014 16:03
9 yrs ago
3 viewers *
English term

a broker-dealer member of FINRA

English to Polish Bus/Financial Investment / Securities
temat broker-dealer już był, ale proszę o tłumaczenie całej frazy

Proposed translations

1 hr
Selected

firma maklerska będąca członkiem FINRA

http://direct.money.pl/poradnik_finansowy/czym-sie-rozni-mak...

Czym się różni makler od brokera?
W praktyce nazwy te stosuje się zamiennie, choć częściej można się spotkać z nazwą "makler”. W zasadzie "makler” jest pojęciem szerszym niż broker lub dealer. Broker odpłatnie uczestniczy w zawieraniu transakcji pieniężnych. Działa on na cudzy rachunek w zlecanych mu przez inwestorów transakcjach, za co pobiera prowizję. Jest on po prostu pośrednikiem pomiędzy inwestorem a giełdą. Dla odmiany dealer zawiera transakcje na własny rachunek. Makler może świadczyć zarówno tzw. usługi brokerskie, jak również prowadzić działalność dealerską.

http://en.wikipedia.org/wiki/Financial_Industry_Regulatory_A...
FINRA
"It is a self-regulatory organization, a non-governmental organization that performs financial regulation of member brokerage firms and exchange markets."
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4 KudoZ points awarded for this answer. Comment: "Selected automatically based on peer agreement."
25 mins

broker-dealer, członek FINRA

broker-dealer, członek FINRA

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Note added at 28 mins (2014-07-01 16:32:05 GMT)
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FINRA, prywatna amerykańska organizacja nadzorująca pracę firm brokerskich i rynków akcji
http://kopalniawiedzy.pl/Facebook-Goldman-Sachs-JP-Morgan-Mo...

Financial Industry Regulatory Authority (FINRA)
A regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange's regulation committee. The Financial Industry Regulatory Authority is responsible for governing business between brokers, dealers and the investing public. By consolidating these two regulators, FINRA aims to eliminate regulatory overlap and cost inefficiencies.
http://www.investopedia.com/terms/f/finra.asp

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Note added at 30 mins (2014-07-01 16:33:20 GMT)
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The Financial Industry Regulatory Authority (FINRA) is an independent regulator securities firms doing business in the United States. Securities are financial instruments, such as stocks or bonds, that can be traded freely on the open market.

FINRA exists to protect those who are considering investing in securities, or those who have already invested in them, by educating them on how the securities market works and how the market is changing.

As a regulatory body, FINRA acts as the licensor for companies looking to enter the securities markets, as well as the legislator of the functions of those admitted bodies. It also has the authority granted by the U.S. Securities and Exchange Commission (SEC) to discipline non-compliant members. FINRA was founded in July 2007 as a consolidation of the National Association of Securities Dealers Inc. (NASD) and the regulatory functions of the New York Stock Exchange (NYSE).
http://searchcompliance.techtarget.com/definition/Financial-...

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Note added at 1 hr (2014-07-01 17:36:53 GMT)
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Allstate Financial Services, LLC (LSA Securities w LA i PA). Zarejestrowany Broker-Dealer. Członek FINRA, SIPC. Centrala firmy: 2920 South 84th Street, Lincoln, NE 68506.
http://www.monitorpl.com/dat/2014/3/20/ff289626-6579-4351-a9...
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