Glossary entry (derived from question below)
English term or phrase:
Capital Markets Compliance
French translation:
conformité [aux règles de négociation] [des opérations] sur les marchés financiers
Added to glossary by
Germaine
Sep 19, 2019 13:28
4 yrs ago
1 viewer *
English term
France
Native in: English
Capital Markets Compliance
English to French
Bus/Financial
Finance (general)
Financial Compliance
Capital markets compliance in this context includes all the procedures which must be put into place by companies dealing in capital markets to prevent abuses such as insider trading and other illegal practices.
Change log
Oct 3, 2019 13:10: Germaine Created KOG entry
Proposed translations
+3
3 hrs
Selected
conformité [aux règles de négociation] [des opérations] sur les marchés financiers
Dans ce contexte, la conformité aux règles de négociation sur les marchés financiers comprend toutes les procédures qui doivent être mise en place par les sociétés qui [interviennent] [transigent] sur les marchés [financiers][des capitaux] afin de prévenir les abus, telles les opérations d'initiés ou autres pratiques [illicites] [illégales]. ou
Dans ce contexte, la conformité des opérations sur [les] marchés financiers...
https://www.ocrcvm.ca/industry/marketmonitoringanalysis/Page...
https://www.google.com/search?sxsrf=ACYBGNSm2yzXwmbYN-NDlhur...
https://lautorite.qc.ca/fileadmin/lautorite/reglementation/v...
Dans ce contexte, la conformité des opérations sur [les] marchés financiers...
https://www.ocrcvm.ca/industry/marketmonitoringanalysis/Page...
https://www.google.com/search?sxsrf=ACYBGNSm2yzXwmbYN-NDlhur...
https://lautorite.qc.ca/fileadmin/lautorite/reglementation/v...
4 KudoZ points awarded for this answer.
Comment: "Selected automatically based on peer agreement."
+2
4 mins
Nicolas Gambardella
United Kingdom
United Kingdom
Native in French
United Kingdom
Going the extra mile for premium results
Native in: French (Variants: Swiss, Belgian, Standard-France, Luxembourgish, Canadian) 
Works in: English to French, French to English
Related KudoZ points
:
14
conformité avec les rêglements des marchés financiers
Je pense.
Peer comment(s):
| neutral |
GILLES MEUNIER
: règlements
7 mins
|
| agree |
Daryo
: règlements
16 hrs
|
| agree |
Bridget Jean
: conformité aux règlements
4 days
|
1 day 19 hrs
Francois Boye
United States
United States
Native in French
Specializes in field
United States
An economic geek with social skills
Native in: French
Works in: English to French, French to English, Spanish to English, and 1 more.
Related KudoZ points
:
964
conformité aux régulations des marchés financiers
Insider trading is regulated and sanctioned by regulatory bodies
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